-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UT4/H8BsKZPLcRnY312YeYHppI5PRCbzb4iHVfg/ZLHlJsDUqg9gp+/uaGEJI2Cf YdrkFfaoWGMl/3ggoP6Dcg== 0000950110-98-000146.txt : 19980218 0000950110-98-000146.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950110-98-000146 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /DE/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49793 FILM NUMBER: 98542685 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DALLAS DAVID D CENTRAL INDEX KEY: 0001033206 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 SC 13G/A 1 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------ SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.1) UNITY BANCORP, INC. ----------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE ----------------------------------------------------- (Title of Class of Securities) 913290102 ----------------------------------------------------- (CUSIP Number) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 913290102 13G Page 2 of 5 Pages --------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS: DAVID D. DALLAS - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*: (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY: - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION: USA - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER: 63,815 SHARES BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER: 101,165 EACH REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER: 63,815 WITH -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER: 101,165 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 164,980 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 8.3% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON: IN - -------------------------------------------------------------------------------- Page 3 of 5 Pages SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Under the Securities Exchange Act of 1934 Check the following box if a fee is being page with this statement [ ]. Item 1(a). NAME OF ISSUER: UNITY BANCORP, INC. -------------------------------------------------------------- Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 64 OLD HIGHWAY 22 CLINTON, NEW JERSEY 08809 -------------------------------------------------------------- Item 2(a). NAME OF PERSON FILING: David D. Dallas -------------------------------------------------------------- Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE: 64 Old Highway 22, Clinton, New Jersey 08809 -------------------------------------------------------------- Item 2(c). CITIZENSHIP: USA -------------------------------------------------------------- Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, no par value -------------------------------------------------------------- Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: N.A -------------------------------------------------------------- Item 4. OWNERSHIP: (a) AMOUNT BENEFICIALLY OWNED: 164,980 -------------------------------------------------------------- (b) PERCENT OF CLASS: 8.3% -------------------------------------------------------------- (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE OF POWER TO VOTE OR TO DIRECT THE VOTE: 63,815 -------------------------------------------------------------- (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 101,165 -------------------------------------------------------------- Page 4 of 5 Pages (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 63,815 --------------------------------------------------------------- (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 101,165 --------------------------------------------------------------- Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: N/A --------------------------------------------------------------- Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: N/A --------------------------------------------------------------- Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRE THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: N/A --------------------------------------------------------------- Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: N/A --------------------------------------------------------------- Item 9. NOTICE OF DISSOLUTION OF GROUP: N/A --------------------------------------------------------------- Item 10. CERTIFICATION. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 5 of 5 Pages SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 1998 /s/ David D. Dallas - ------------------------------- (Signature) David D. Dallas - ------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----